Anamaria T. Lloyd

A.T. LLOYD'S,

SEATTLE, WA 98119

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CRD#: 1145268

Professional summary

Anamaria Teresa Lloyd is a registered financial advisor currently at A.T. LLOYD'S, INC located in Seattle, Washington.

Anamaria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Anamaria has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AT LLOYDS INC: RIA, 348 WEST OLYMPIC PLACE #103, SEATTLE WA 98119.10/2008 2. PRINCIPAL LIFE INSURANCE COMPANY; 711 HIGH ST. DES MOINES, IA 50309; FIXED LIFE INSURANCE SALES; INSURANCE AGENT; START DATE: 03/1982; APPROX 10 HRS/MO; SALES AND SERVICE OF INDIVIDUAL FIXED LIFE INSURANCE AND ANNUITY CONTRACTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anamaria Teresa Lloyd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2008 - Present

A.T. LLOYD'S, INC

Office #1: 348 W. Olympic Place #103, Seattle, WA 98119

RIA

CRD#: 148225

SEATTLE, WA

Past

March 3, 2009 - October 30, 2012

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SEATTLE, WA

Past

November 4, 2005 - March 3, 2009

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

SEATTLE, WA

Past

December 8, 1988 - March 3, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A.T. LLOYD'S, INC

CRD#: 148225 / SEC#: 801-131783

RIA

Registered Investment Advisory firm - (5/30/2025 Approved)

Alaska

Registered Investment Advisory firm - (8/2/2017 Approved)

California

Registered Investment Advisory firm - (3/28/2016 Approved)

Oregon

Registered Investment Advisory firm - (6/30/2015 Approved)

Washington

Registered Investment Advisory firm - (12/2/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/28/2016)

IAR

Oregon
(7/2/2015)

IAR

Washington
(12/2/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/12/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/22/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/7/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

A.T. LLOYD'S, INC

CRD#: 148225 / SEC#: 801-131783

RIA

Registered Investment Advisory firm - (5/30/2025 Approved)

Alaska

Registered Investment Advisory firm - (8/2/2017 Approved)

California

Registered Investment Advisory firm - (3/28/2016 Approved)

Oregon

Registered Investment Advisory firm - (6/30/2015 Approved)

Washington

Registered Investment Advisory firm - (12/2/2008 Approved)

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Contact information

Main Address

348 W Olympic Place #103, Seattle, WA 98119

Mailing Address

Phone number

(206) 443-6214

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B BROCHURE SUPPLEMENT (3/28/2025)

FORM ADV, PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 118,629,577

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anamaria T. Lloyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anamaria Teresa Lloyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

A.T. LLOYD'S, INC

PURSHE KAPLAN STERLING INVESTMENTS

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

A.T. LLOYD'S, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1988

Series 7

Date: 1/22/2001

Series 6

Date: 12/7/1988

Current Firm

A.T. LLOYD'S, INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

A.T. LLOYD'S, INC

TRUST BUT VERIFY

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