William J. Boyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Boyle, who also goes by Bill Boyle, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2019 - March 17, 2020
COMPASS POINT RESEARCH & TRADING, LLC
May 28, 2008 - November 13, 2015
D.A. DAVIDSON & CO.
April 6, 1999 - February 11, 2008
NEEDHAM & COMPANY, LLC
October 1, 1997 - July 16, 1998
BANC OF AMERICA SECURITIES LLC
June 5, 1996 - October 1, 1997
MONTGOMERY SECURITIES
September 4, 1992 - February 29, 1996
LEHMAN BROTHERS INC.
March 18, 1987 - July 31, 1992
CREDIT SUISSE SECURITIES (USA) LLC
June 22, 1983 - February 18, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/24/2019
General Securities Representative ExaminationSeries 8
Date: 1/26/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
