Michael S. Santoro
Professional summary
Michael Salvatore Santoro, who also goes by Michael Sal Santoro, is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Salvatore Santoro's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2025 - Present
HIDDEN ROAD PARTNERS CIV US LLC
Office #1: 10 East 40th Street 26th Floor, New York, NY 10016Office #2: 10 E. 40th Street 26th Floor, New York, NY 10016January 11, 2022 - March 25, 2024
LOOP CAPITAL MARKETS LLC
September 21, 2016 - August 27, 2020
CROTON LIQUID MARKETS LLC
August 1, 2011 - January 10, 2022
GUGGENHEIM SECURITIES, LLC
March 18, 2004 - August 16, 2011
BNP PARIBAS SECURITIES CORP.
October 20, 2003 - March 24, 2004
BROOKSTREET SECURITIES CORPORATION
April 3, 2002 - June 12, 2003
SWISS AMERICAN SECURITIES INC.
April 2, 1997 - March 22, 2002
COMMERZBANK CAPITAL MARKETS CORP.
November 26, 1996 - April 14, 1997
UBS SECURITIES LLC
February 26, 1988 - June 13, 1989
NATWEST CAPITAL MARKETS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2025)
(4/8/2025)
(7/30/2025)
(5/5/2025)
(4/10/2025)
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(6/23/2025)
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(8/11/2025)
(4/23/2025)
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(7/16/2025)
(8/7/2025)
(4/3/2025)
(4/15/2025)
(4/17/2025)
(4/7/2025)
(4/24/2025)
(4/21/2025)
(7/7/2025)
(4/22/2025)
(5/27/2025)
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(7/14/2025)
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(4/7/2025)
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(4/23/2025)
(8/12/2025)
(6/12/2025)
(4/7/2025)
(4/9/2025)
(4/7/2025)
(8/1/2025)
(4/7/2025)
(4/22/2025)
(5/5/2025)
(4/28/2025)
(8/1/2025)
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(4/14/2025)
(7/21/2025)
(5/30/2025)
(6/4/2025)
(4/23/2025)
(4/29/2025)
(6/10/2025)
Exams
FINRA
Current Firm
HIDDEN ROAD PARTNERS CIV US LLC
CRD#: 331954 / SEC#: , 8-71259
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIDDEN ROAD PARTNERS CIV US HOLDCO LLC | PARENT COMPANY | |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| CIPOLLONE, BRIAN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2982507 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| KNECHT, JOHN ELIOT | CHIEF FINANCIAL OFFICER/FINOP | 7192538 |
| MEHTA, HINA MANHERLAL | GENERAL COUNSEL |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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