Allen E. Drake
Professional summary
Allen Earl Drake was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Allen is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Allen had worked at 8 firms, which includes BRIGHT COVE SECURITIES INC., SIGNAL SECURITIES INC., WORLD INVEST CORPORATION, VOYA FINANCIAL ADVISORS INC., SECURITIES AMERICA INC., OSAIC WEALTH INC., INTEGRATED RESOURCES EQUITY CORPORATION, AMERICAN COMMERCIAL SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 1996 - August 14, 2002
BRIGHT COVE SECURITIES, INC.
June 15, 1994 - September 24, 1996
SIGNAL SECURITIES, INC.
March 24, 1994 - June 22, 1994
WORLD INVEST CORPORATION
January 25, 1990 - December 31, 1993
VOYA FINANCIAL ADVISORS, INC.
November 22, 1989 - March 25, 1994
SECURITIES AMERICA, INC.
November 19, 1989 - December 5, 1989
OSAIC WEALTH, INC.
April 19, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 22, 1983 - May 9, 1984
AMERICAN COMMERCIAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BRIGHT COVE SECURITIES, INC.
CRD#: 41048 / SEC#: , 8-49271
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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