David P. Markowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Markowski was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2020 - July 1, 2021
LION STREET ADVISORS, LLC
October 19, 1988 - March 4, 1991
GLOBAL AMERICA INCORPORATED
May 9, 1988 - January 19, 1989
H.A. KENNING INVESTMENTS,INC.
October 30, 1984 - December 22, 1987
D. H. BLAIR & CO., INC.
June 13, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
May 25, 1984 - October 24, 1984
LEHMAN BROTHERS INC.
July 21, 1983 - May 21, 1984
SCHNEIDER, BERNET & HICKMAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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