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William G. Martin

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CRD#: 1144959
WM

Professional summary


William Gerald Martin JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

William is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, William had worked at 2 firms, which includes MMR INC., SECURITY CHURCH FINANCE INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


(jr) William Gerald Martin | Jerry Martin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 9, 1986 - June 8, 2011

MMR, INC.

BD
CRD#: 16958
WICHITA, KS
Past

December 5, 1983 - September 30, 1985

SECURITY CHURCH FINANCE, INC.

BD
CRD#: 11224

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/7/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 2
Date: 5/2/1980
Non-Member General Securities Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/28/1985
General Securities Principal Examination

Current Firm


MI
MMR, INC.
M M R INVESTMENT BANKERS | MMR, INC. | MESSNER, MARTIN AND ROBERTS, INC. | M M R INVESTMENT BANKERS, INC.

CRD#: 16958 / SEC#: , 8-34906

BD
Terminated by SEC on 08/27/2011
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Contact information


Main Address
Mailing Address
Phone number
Established
Kansas since 08/02/1985
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MARTIN, WILLIAM GERALD JRCEO/PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER1144959
WANDA PATRICIA MARTINPARTIAL OWNER
RANKIN, EUGENE ALLENVICE-PRESIDENT, ASSISTANT COMPLIANCE OFFICER4594053

Disclosures


Regulatory Event4

Red Flags


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Company Information


MMR, INC.

CRD#: 16958

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