Urgel J. Gallo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Urgel Jude Gallo JR, who also goes by Urgel Jude Gallo, Jerry Kaplan, was a registered financial professional .
Urgel is a previously registered financial professional and started their career in finance in 1983. Urgel had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 1986 - March 23, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
December 18, 1985 - March 12, 1986
EQUITABLE SECURITIES OF NEW YORK,INC.
October 5, 1984 - October 22, 1985
BROOKS WEINGER ROBBINS & LEEDS INC.
September 21, 1984 - October 8, 1984
J. W. GANT & ASSOCIATES, INC.
August 21, 1984 - September 4, 1984
VANDERBILT SECURITIES, INC.
September 21, 1983 - August 23, 1984
NORBAY SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROOKS WEINGER ROBBINS & LEEDS INC.
CRD#: 14156 / SEC#: , 8-30334
Contact information
Documents
Red Flags
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