Harvey F. Levin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Floyd Levin was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 1983. Harvey had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1987 - December 15, 1992
KOBER FINANCIAL CORP.
August 9, 1985 - February 2, 1987
POWER SECURITIES CORPORATION
December 5, 1984 - August 12, 1985
QUINN & CO., INC.
June 22, 1983 - December 6, 1984
VANTAGE SECURITIES OF COLORADO, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOBER FINANCIAL CORP.
CRD#: 17551 / SEC#: , 8-35274
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
