Barry J. Dusti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry John Dusti was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1983. Barry had worked at 5 firms and has passed the Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2000 - January 9, 2002
WORLDCO, L.L.C.
April 26, 1996 - September 3, 1998
J.P. MORGAN SECURITIES LLC
August 16, 1993 - April 24, 1996
CITIGROUP GLOBAL MARKETS INC.
April 9, 1992 - May 4, 1993
UBS SECURITIES LLC
March 4, 1991 - April 7, 1992
SBC WARBURG DILLON READ INC.
June 22, 1983 - March 12, 1991
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
WORLDCO, L.L.C.
CRD#: 24673 / SEC#: , 8-41285
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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