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William P. Powers

POWERS INVESTMENT ADVISORY
Highland Hts., OH
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CRD#: 1144737
WP

Professional summary


William Patrick Powers, CFP®, who also goes by William Patrick Powers Jr, is a registered financial advisor currently at POWERS INVESTMENT ADVISORY CORPORATION located in Highland Hts., Ohio.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


What are your service offerings?
Investment Planning
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes

Aliases


William Patrick Powers Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INCOME TAX PREPARATION, HIGHLAND HEIGHTS, OH, START 1967, SOLE PROPRIETORSHIP, 3% OF TIME DEVOTED TO ACTIVITY, NON-INVESTMENT RELATED, PREPARE INCOME TAX RETURNS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view William Patrick Powers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 1992

Experience


Current

April 1, 2009 - Present

POWERS INVESTMENT ADVISORY CORPORATION

RIA
CRD#: 110401
Highland Hts., OH
Past

November 20, 1991 - August 6, 1998

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 24220
GREENWOOD VILLAGE, CO
Past

October 8, 1991 - December 31, 2021

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
HIGHLAND HEIGHTS, OH
Past

July 21, 1983 - October 16, 1991

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(4/2/2009)
IAR
Texas
(4/1/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 11/1/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/21/1983
General Securities Principal Examination

Current Firm


PI
POWERS INVESTMENT ADVISORY CORPORATION
POWERS INVESTMENT ADVISORY CORP | POWERS INVESTMENT ADVISORY CORPORATION

CRD#: 110401 / SEC#: 801-134997

Ohio
Registered Investment Advisory firm - (1/6/2011 Approved)
Texas
Registered Investment Advisory firm - (7/13/2011 Conditional Restricted)
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Contact information


Main Address
Highland Hts., OH
Mailing Address
Phone number
(440) 442-4483
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A (11/20/2025)

Regulatory assets under management


Total Number of Accounts193
AUM (Assets Under Management)$ 111,579,096

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


POWERS INVESTMENT ADVISORY CORPORATION

CRD#: 110401Highland Hts., OH

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Contact information


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