Charles W. Meade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Wendell Meade, who also goes by Chuck Meade, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2010 - April 2, 2012
LEGEND ADVISORY, LLC
January 1, 1994 - April 2, 2012
LEGEND EQUITIES CORPORATION
October 5, 1993 - January 1, 1994
LEGEND CAPITAL CORPORATION
August 20, 1991 - July 28, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 23, 1984 - December 13, 1990
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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