Glenn A. Liberatore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Anthony Liberatore, who also goes by Glenn A Liberatore, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1983. Glenn had worked at 7 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 1994 - September 30, 1996
MONTEREY BAY SECURITIES, INC.
October 29, 1987 - November 12, 1993
AMERIVEST, INC.
April 21, 1987 - October 27, 1987
BAIKIE & ALCANTARA INC.
May 25, 1984 - May 23, 1986
SIGNATOR INVESTORS, INC.
May 25, 1984 - June 27, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 8, 1983 - May 7, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 8, 1983 - May 7, 1984
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONTEREY BAY SECURITIES, INC.
CRD#: 16274 / SEC#: , 8-33639
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Criminal | 1 |
| Arbitration | 3 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
