Richard B. Schoenle

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CRD#: 1144578

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Burnett Schoenle was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 8 firms and has passed the Series 66, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 17, 2014 - April 8, 2014

RADEMACHER FINANCIAL, INC.

RIA

CRD#: 114067

LAWRENCE, KS

Past

January 2, 2009 - April 9, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PRAIRIE VILLAGE, KS

Past

May 22, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

PRAIRIE VILLAGE, KS

Past

July 2, 2002 - April 9, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PRAIRIE VILLAGE, KS

Past

November 1, 1993 - July 10, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

May 21, 1991 - November 2, 1993

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

September 4, 1990 - May 22, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 2, 1990 - September 4, 1990

BOETTCHER & COMPANY, INC.

CRD#: 101

Past

August 23, 1983 - February 22, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RADEMACHER FINANCIAL, INC.

CRD#: 114067 / SEC#: 801-113139

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

Florida

Registered Investment Advisory firm - (5/7/2018 Terminated)

Kansas

Registered Investment Advisory firm - (5/7/2018 Terminated)

Missouri

Registered Investment Advisory firm - (5/7/2018 Terminated)

Montana

Registered Investment Advisory firm - (5/7/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/24/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/20/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/16/1999

General Securities Principal Examination

Current Firm

RADEMACHER FINANCIAL, INC.

CRD#: 114067 / SEC#: 801-113139

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

Florida

Registered Investment Advisory firm - (5/7/2018 Terminated)

Kansas

Registered Investment Advisory firm - (5/7/2018 Terminated)

Missouri

Registered Investment Advisory firm - (5/7/2018 Terminated)

Montana

Registered Investment Advisory firm - (5/7/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2018 Terminated)

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Contact information

Main Address

1505 Kasold Drive, Lawrence, KS 66047

Mailing Address

Phone number

(785) 865-5308

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RADEMACHER FINANCIAL, INC. ADV BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,095
AUM (Assets Under Management)	$ 262,884,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard B. Schoenle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

WELLS FARGO CLEARING SERVICES, LLC

BOETTCHER & COMPANY, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

RADEMACHER FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2006

Series 63

Date: 8/24/1983

Series 3

Date: 10/20/1983

Series 7

Date: 8/20/1983

Series 24

Date: 7/16/1999

Current Firm

RADEMACHER FINANCIAL, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RADEMACHER FINANCIAL, INC.

TRUST BUT VERIFY

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