Lynn D. Rapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn D Rapp, who also goes by Lynn D Boensch, Lynn Dee Boensch, Lynn D Boenseh, Lynn Dee Boenseh, Lynn Dee Giago, Lynn Dee Rapp, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1983. Lynn had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2009 - April 18, 2011
PURSHE KAPLAN STERLING INVESTMENTS
June 22, 2007 - May 25, 2021
SEACREST INVESTMENT MANAGEMENT, LLC
May 3, 1996 - August 25, 2006
MORGAN STANLEY DW INC.
October 18, 1994 - August 25, 2006
MORGAN STANLEY DW INC.
June 22, 1983 - October 27, 1994
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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