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Valerie Sue Saperstein

CRD# 1144377·Registered 1983 - 1991
Previously Registered: Being a previously registered professional could mean that Valerie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Valerie Sue Saperstein, who also goes by Valerie Sue Hoffman, Hoffman Kantrowitz, Valerie Sue Kantrowitz, was a registered financial advisor. Valerie was a previously registered financial professional and started their career in finance 1983 - 1991. Valerie had worked at 5 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Valerie Sue Hoffman, Hoffman Kantrowitz, Valerie Sue Kantrowitz

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

CENPAC SECURITIES CORP.·CRD# 16089
BD
July 19, 1991 - October 2, 1991
CONCORD ASSETS SECURITIES, INC.·CRD# 10533
BD
February 17, 1989 - May 30, 1989
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
January 27, 1987 - February 21, 1989
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
June 19, 1986 - August 19, 1986
SUTTON PLACE SECURITIES, INC.·CRD# 10031
BD
August 23, 1983 - November 1, 1983

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Current Firm

CS
CENPAC SECURITIES CORP.

CENPAC SECURITIES CORP. | CENTURY PACIFIC SECURITIES CORP.

CRD#: 16089 / SEC#: 8-33257
BD
Expelled by FINRA on 10/14/1992

Contact Information

Established

Arizona since 05/04/1984

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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