Gary S. Binkiewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary S Binkiewicz, who also goes by Gary S Binkiewicz, Gary Stanley Binkiewicz, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1989. Gary had worked at 10 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2018 - January 15, 2019
MORGAN STANLEY
March 16, 2015 - January 9, 2017
R. SEELAUS & CO., LLC
March 27, 2013 - March 10, 2015
FIRST SOUTHWEST COMPANY, LLC
December 2, 2008 - March 27, 2013
UBS FINANCIAL SERVICES INC.
June 10, 2005 - February 2, 2007
LORD ABBETT DISTRIBUTOR LLC
February 13, 2004 - April 18, 2005
EMMET & CO, INC.
July 25, 2001 - June 12, 2003
HILLTOP SECURITIES INC.
June 14, 1996 - July 18, 2001
PRUDENTIAL EQUITY GROUP, LLC
July 30, 1993 - June 17, 1996
GMS GROUP
January 20, 1993 - August 9, 1993
KIDDER, PEABODY & CO. INCORPORATED
November 22, 1989 - October 13, 1992
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
