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FC

Frederick R. Cleaver

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CRD#: 1143934
FC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frederick Robinson Cleaver JR, who also goes by (jr) Fredrick Robinson Cleaver, Frederick R Cleaver Jr, Fredrick Robinson Cleaver Jr, Rick Cleaver, was a registered financial advisor .

Frederick is a previously registered financial advisor and started their career in finance in 1983. Frederick had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


(jr) Fredrick Robinson Cleaver | Frederick R Cleaver Jr | Fredrick Robinson Cleaver Jr | Rick Cleaver

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 18, 2002 - July 31, 2006

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
OKLAHOMA CITY, OK
Past

May 16, 2002 - July 31, 2006

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
GEORGETOWN, DE
Past

August 20, 2001 - June 4, 2002

QUESTAR CAPITAL CORPORATION

RIA
CRD#: 43100
GEORGETOWN, DE
Past

November 20, 2000 - June 4, 2002

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
MINNEAPOLIS, MN
Past

April 16, 1996 - February 1, 1999

HEATHER AGENCY, INC.

BD
CRD#: 398
NEWARK, DE
Past

June 24, 1992 - April 12, 1996

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

September 4, 1987 - December 31, 1990

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

April 26, 1986 - September 3, 1987

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
Past

July 22, 1983 - April 11, 1986

SIGNATOR INVESTORS, INC.

BD
CRD#: 468

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/12/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


WS
WILBANKS SECURITIES ADVISORY
AARON WILBANKS & ASSOCIATES | WILBANKS SECURITIES ADVISORY | AARON WILBANKS & ASSOCIATES, INC.

CRD#: 118304 / SEC#: 801-63318

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Contact information


Main Address
4334 Nw Expressway Suite 222, Oklahoma City, OK 73116
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

WILBANKS SECURITIES ADVISORY BROCHURE (3/31/2017)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILBANKS SECURITIES ADVISORY

CRD#: 118304

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