Joseph Wright

JOSEPH WRIGHT INVESTMENTS

Tucson, AZ 85704

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CRD#: 1143642

Professional summary

Joseph Wright, CFP® is a registered financial advisor currently at JOSEPH WRIGHT INVESTMENTS located in Tucson, Arizona.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Joseph has worked at 10 firms and has passed the Series 63, Series 31, Series 3, Series 7, Series 30 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE-NON VARIABLE - TUCSON, AZ. INSURANCE SALES STARTED 11/30/2010. 1 HOURS WEEKLY, 1 DURING TRADING HOURS. JOE'S EARLIER LIFE CONCIERGE, LLC; NON-INVESTMENT RELATED; OWNER; START DATE: JANUARY 2025; SPENDS APPROX 40 HRS/MTH WITH SOME DURING TRADING; CONCIERGE SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Wright's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 26, 2013 - Present

JOSEPH WRIGHT INVESTMENTS

Office #1: 7225 N. Oracle Road, #207, Tucson, AZ 85704

RIA

CRD#: 166764

Tucson, AZ

Past

January 2, 2009 - March 21, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

April 23, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

TUSCON, AZ

Past

March 13, 2001 - March 21, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TUSCON, AZ

Past

May 14, 1999 - March 12, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

April 27, 1998 - April 20, 1999

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

February 15, 1991 - April 9, 1998

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

August 25, 1989 - March 6, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 14, 1986 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Past

July 20, 1984 - April 3, 1986

INVESTORS INTERNATIONAL SECURITIES, INC.

CRD#: 14500

Past

June 22, 1983 - April 24, 1984

FIRST WILSHIRE SECURITIES, INC.

CRD#: 6609

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/26/2013)

IAR

Texas
(5/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/26/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 3/28/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 3

Date: 9/25/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 3/28/2005

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 2/2/1984

Registered Options Principal Examination

Current Firm

JOSEPH WRIGHT INVESTMENTS

JOSEPH WRIGHT INVESTMENTS | JOSEPH WRIGHT, PC | JOSEPH WRIGHT INVESTMENTS, PC

CRD#: 166764 / SEC#:

Arizona

Registered Investment Advisory firm - (3/26/2013 Approved)

Texas

Registered Investment Advisory firm - (5/19/2014 Conditional Restricted)

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Contact information

Main Address

7225 N. Oracle Road, #207, Tucson, AZ 85704

Mailing Address

Phone number

(520) 861-2970

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 5,426,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Wright's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SUTRO & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

INVESTORS INTERNATIONAL SECURITIES, INC.

FIRST WILSHIRE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1983

Series 31

Date: 3/28/2005

Series 3

Date: 9/25/1987

Series 7

Date: 6/18/1983

Series 30

Date: 3/28/2005

Series 4

Date: 2/2/1984

Current Firm

JOSEPH WRIGHT INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOSEPH WRIGHT INVESTMENTS

TRUST BUT VERIFY

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