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MM

Milton F. Meissner Jr.

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CRD#: 1143615
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Milton Frederick Meissner Jr., who also goes by M. Frederick Meissner Jr., Milton Frederick Meissner Jr, Milton Frederick Meissner, was a registered financial professional .

Milton is a previously registered financial professional and started their career in finance in 1983. Milton had worked at 11 firms and has passed the Series 63, Series 87, Series 15, Series 3, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


M. Frederick Meissner Jr. | Milton Frederick Meissner Jr | Milton Frederick Meissner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 23, 2012 - June 4, 2013

GLOBAL-AMERICAN INVESTMENTS, INC.

BD
CRD#: 41802
WALNUT, CA
Past

February 19, 2010 - September 17, 2010

LAMON & STERN, INC.

BD
CRD#: 10839
ATLANTA, GA
Past

February 18, 2005 - April 24, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 11, 2003 - January 18, 2005

GLB TRADING, INC

BD
CRD#: 125363
CHICAGO, IL
Past

June 1, 2001 - April 26, 2002

GLOBALVEST SECURITIES, (USA), INC

BD
CRD#: 15458
CLEARWATER, FL
Past

March 1, 2001 - May 29, 2001

SHEARSON FINANCIAL SERVICES, LLC

BD
CRD#: 38619
BOCA RATON, FL
Past

October 17, 1989 - June 18, 1999

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA
Past

July 20, 1987 - June 12, 1989

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

February 3, 1987 - July 13, 1987

CORNWALL, ABBOTT & GRAY, INC.

BD
CRD#: 8577
Past

March 11, 1986 - March 3, 1987

YAEGER SECURITIES, INC.

BD
CRD#: 10118
Past

August 24, 1983 - March 14, 1986

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/25/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 1/13/1988
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 3
Date: 12/11/1985
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


GI
GLOBAL-AMERICAN INVESTMENTS, INC.
GLOBAL-AMERICAN INVESTMENTS, INC.

CRD#: 41802 / SEC#: , 8-49582

BD
Terminated by SEC on 01/23/2015
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Contact information


Main Address
Mailing Address
Phone number
Established
Arizona since 09/09/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
GLOBAL-AMERICAN HOLDINGS, CORP.100% OWNER
CONLIN, JOHN FRANCIS IIPRESIDENT & CCO1704085
CONLIN, JOHN FRANCIS IICHIEF OPERATING OFFICER1704085
LEWKE, WILLIAM FREDERICKCEO & CHAIRMAN2226635
SWIRSKY, CEDRIC MARCHELLFINOP2292281

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBAL-AMERICAN INVESTMENTS, INC.

CRD#: 41802

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