AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
RM

Richard N. Molinsky

Some features on this profile are disabled
CRD#: 1143582
RM

Professional summary


Richard Neil Molinsky was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Richard is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Richard had worked at 5 firms, which includes BERRY-SHINO SECURITIES INC., SOLID ISG CAPITAL MARKETS LLC, BARINGTON CAPITAL GROUP L.P., D. H. BLAIR & CO. INC., BROADCHILD SECURITIES CORP..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 12, 2001 - February 28, 2002

BERRY-SHINO SECURITIES, INC.

BD
CRD#: 38098
SCOTTSDALE, AZ
Past

February 19, 1999 - June 15, 2001

SOLID ISG CAPITAL MARKETS, LLC

BD
CRD#: 39375
NEW YORK, NY
Past

May 26, 1998 - December 21, 1998

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

April 7, 1986 - April 14, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

June 22, 1983 - April 8, 1986

BROADCHILD SECURITIES CORP.

BD
CRD#: 7702

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/29/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


BS
BERRY-SHINO SECURITIES, INC.
BERRY-SHINO SECURITIES, INC.

CRD#: 38098 / SEC#: , 8-48091

BD
Terminated by SEC on 04/26/2014
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
Arizona since 07/16/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MALONE, VERNA CAMPBELLSHAREHOLDER, DIRECTOR5943148
BERRY, ROBERT LEESHAREHOLDER, DIRECTOR, PRESIDENT1575345
CAMPBELL, MARLENE MARYSHAREHOLDER6124193
CAMPBELL, ROBERT MARLOWESHAREHOLDER6124205
HUNTER WISE SECURITIES, LLCSHAREHOLDER104193
DANIEL, MARY TERESEFINOP, CFO, CCO4539009

Disclosures


Regulatory Event4
Arbitration3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BERRY-SHINO SECURITIES, INC.

CRD#: 38098

TRUST BUT VERIFY

Monitor Richard Molinsky

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics