Perrin L. Arturi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perrin Louis Arturi was a registered financial professional .
Perrin is a previously registered financial professional and started their career in finance in 1983. Perrin had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2012 - June 14, 2013
GLEACHER & COMPANY SECURITIES, INC.
September 19, 2011 - May 2, 2012
NATWEST MARKETS SECURITIES INC.
December 23, 2008 - March 18, 2011
UBS SECURITIES LLC
August 19, 2008 - January 2, 2009
JEFFERIES LLC
February 23, 1988 - December 17, 2007
J.P. MORGAN SECURITIES LLC
July 12, 1985 - March 1, 1988
PERSHING LLC
June 22, 1983 - January 9, 1985
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLEACHER & COMPANY SECURITIES, INC.
CRD#: 298 / SEC#: , 8-2018
Contact information
Documents
Disclosures
| Regulatory Event | 33 |
| Civil Event | 1 |
| Arbitration | 10 |
Red Flags
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