Irving L. Fletchman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irving Lincoln Fletchman, who also goes by Irving L Fletchman, Irving Lincoln Fletchman Sr, was a registered financial professional .
Irving is a previously registered financial professional and started their career in finance in 1983. Irving had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2015 - January 4, 2019
PFS INVESTMENTS INC.
July 11, 2012 - October 21, 2014
PFS INVESTMENTS INC.
July 17, 2007 - April 21, 2008
B. RILEY WEALTH ADVISORS, INC.
December 5, 2006 - April 21, 2008
NATIONAL SECURITIES CORPORATION
June 23, 2004 - January 13, 2006
ALLSTATE FINANCIAL SERVICES, LLC
September 29, 1998 - February 12, 2004
JOSEPH GUNNAR & CO. LLC
August 28, 1998 - September 4, 1998
JOSEPH GUNNAR & CO. LLC
October 3, 1995 - September 30, 1998
FIRST ASSET MANAGEMENT, INC.
August 1, 1994 - September 12, 1995
CHEMICAL INVESTMENT SERVICES CORP.
September 20, 1993 - August 1, 1994
IFMG SECURITIES, INC.
February 23, 1993 - December 15, 1993
FINANCIAL HORIZONS SECURITIES CORPORATION
June 1, 1992 - October 1, 1993
CITICORP INVESTMENT SERVICES
October 19, 1990 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
January 25, 1989 - September 26, 1990
NEW ENGLAND SECURITIES
June 2, 1987 - January 17, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
September 21, 1983 - June 26, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 21, 1983 - July 2, 1987
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
