Berton A. Lefcort
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Berton Alan Lefcort, who also goes by Bert Lefcort, Bert Lefcourt, was a registered financial professional .
Berton is a previously registered financial professional and started their career in finance in 1983. Berton had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2002 - May 15, 2002
LADENBURG CAPITAL MANAGEMENT INC.
December 4, 2000 - March 15, 2002
KIRLIN SECURITIES INC.
August 15, 1991 - November 20, 2000
GKN SECURITIES CORP.
January 11, 1991 - December 12, 1991
COMMONWEALTH ASSOCIATES
January 2, 1990 - November 30, 1990
GLOBAL AMERICA INCORPORATED
April 13, 1989 - January 2, 1990
JOSEPHTHAL & CO., INC.
August 9, 1988 - January 16, 1989
MARKETFIELD SECURITIES LIMITED
December 23, 1987 - July 6, 1988
M. RIMSON & CO., INC.
June 12, 1987 - January 4, 1988
PHILIPS, APPEL & WALDEN, INC.
February 5, 1987 - June 3, 1987
MORGAN STANLEY DW INC.
October 1, 1985 - November 14, 1985
BROADCHILD SECURITIES CORP.
October 1, 1985 - December 22, 1986
ROONEY, PACE INC.
March 22, 1984 - February 22, 1985
ADVEST, INC.
October 19, 1983 - March 12, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LADENBURG CAPITAL MANAGEMENT INC.
CRD#: 14623 / SEC#: , 8-30728
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 14 |
Red Flags
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