Salvatore A. Suarino

ROBERTS & RYAN

New York, NY 10006-3003

Some features on this profile are disabled

CRD#: 1143416

Professional summary

Salvatore Anthony Suarino, who also goes by Sal A Suarino, Sal Anthony Suarino, is a registered financial professional currently at ROBERTS & RYAN, INC. located in New York, New York.

Salvatore is registered as a RR (Registered Representative) and started their career in finance in 2000. Salvatore has worked at 11 firms and has passed the Series 25 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Sal A Suarino | Sal Anthony Suarino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Anthony Suarino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2024 - Present

ROBERTS & RYAN, INC.

Office #1: 39 Broadway Ste 610, New York, NY 10006-3003Office #2: 11 Wall Street, New York, NY 10005

CRD#: 19456

New York, NY

Past

November 9, 2011 - March 5, 2024

BEACONS STRATEGIC CAPITAL, INC.

CRD#: 32754

New York, NY

Past

November 13, 2007 - November 23, 2011

EMPIRE EXECUTIONS, INC.

CRD#: 44957

NEW YORK, NY

Past

July 23, 2007 - November 16, 2007

BATTENKILL CAPITAL, INC.

CRD#: 131548

MANCHESTER CENTER, VT

Past

November 28, 2006 - August 2, 2007

INTEGRA SECURITIES CORP.

CRD#: 124929

NEW YORK, NY

Past

July 1, 2005 - November 30, 2006

FIMAT PREFERRED LLC

CRD#: 135680

SAN FRANCISCO, CA

Past

January 15, 2004 - July 1, 2005

PREFERREDTRADE, INC.

CRD#: 10993

SAN FRANCISCO, CA

Past

May 21, 2002 - February 5, 2004

KALIN ASSOCIATES, INC.

CRD#: 16941

KINGS POINT, NY

Past

May 20, 2002 - May 20, 2002

LOGRANO & CO., INC.

CRD#: 46389

NEW YORK, NY

Past

December 1, 2000 - August 2, 2002

ARMATO SECURITIES CORP.

CRD#: 102200

KATONAH, NY

Past

October 1, 2000 - January 10, 2001

GALWAY SECURITIES CORPORATION

CRD#: 33211

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 25

Date: 2/29/2000

NYSE Trading Assistant Examination

SRO Registrations

New York Stock Exchange

Current Firm

ROBERTS & RYAN, INC.

ROBERTS & RYAN INVESTMENTS INC. | ROBERTS SECURITIES, INC. | ROBERTS & RYAN, INC.

CRD#: 19456 / SEC#: 801-113965, 8-37469

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

39 Broadway Ste 1640, New York, NY 10006

Mailing Address

39 Broadway Ste 610, New York, NY 10006-3003

Phone number

(866) 884-9959

Established

Delaware since 02/01/2023

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
DALESSANDRO, EDWARD JOHN	MANAGING DIRECTOR, CEO	2335785
R&R PARTNERS HOLDING COMPANY, LLC	SHAREHOLDER
R&R PRINCIPALS HOLDING COMPANY, LLC	SHAREHOLDER
BEATON, DANIEL STEWART	CHIEF FINANCIAL OFFICER, FINOP	4240769
ROBERTS, DANIEL	CCO	2208120
SCALA, BRIAN NMN	REGISTERED OPTIONS PRINCIPAL	2814478

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Salvatore A. Suarino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Anthony Suarino's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACONS STRATEGIC CAPITAL, INC.

EMPIRE EXECUTIONS, INC.

BATTENKILL CAPITAL, INC.

INTEGRA SECURITIES CORP.

FIMAT PREFERRED LLC

PREFERREDTRADE, INC.

KALIN ASSOCIATES, INC.

LOGRANO & CO., INC.

ARMATO SECURITIES CORP.

GALWAY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 25

Date: 2/29/2000

New York Stock Exchange

Current Firm

ROBERTS & RYAN, INC.

Contact information

FINRA licenses (32 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBERTS & RYAN, INC.

TRUST BUT VERIFY

Similar Advisors