Donald R. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Ryan Foster was a registered financial advisor .
Donald is a previously registered financial advisor and started their career in finance in 1983. Donald had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - July 31, 2015
BCG SECURITIES, INC.
December 13, 2011 - February 1, 2012
GROVE POINT INVESTMENTS, LLC
August 11, 2009 - December 22, 2009
LPL FINANCIAL LLC
February 7, 2008 - March 25, 2009
LPL FINANCIAL LLC
February 7, 2008 - March 25, 2009
LPL FINANCIAL LLC
November 16, 2006 - January 23, 2008
EDWARD JONES
October 21, 1998 - November 14, 2006
DWS DISTRIBUTORS, INC.
February 20, 1998 - September 17, 1998
AMUNDI DISTRIBUTOR US, INC.
October 23, 1997 - January 6, 1998
SALOMON BROTHERS INC.
January 2, 1992 - October 24, 1997
BISYS SHELF B/D (1), INC.
August 29, 1988 - November 15, 1991
LINCOLN INVESTMENT
October 12, 1985 - July 11, 1988
MORGAN STANLEY DW INC.
April 15, 1984 - April 30, 1985
MORGAN STANLEY DW INC.
August 24, 1983 - April 10, 1984
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
BCG SECURITIES, INC.
CRD#: 70 / SEC#: 801-56943, 8-12680
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BCG SECURITIES, INC.
CRD#: 70 / SEC#: 801-56943, 8-12680
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,900 |
| AUM (Assets Under Management) | $ 740,027,520 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
