Linda A. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Ann Long, who also goes by Linda Beard, Linda Ann Haenel, Linda Ann Beard Haller, Linda Haller, Linzie Long, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1983. Linda had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2023 - January 26, 2026
MORGAN STANLEY
September 22, 2023 - January 26, 2026
MORGAN STANLEY
June 8, 2009 - October 9, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 2009 - October 9, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2003 - March 3, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 5, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 15, 1995 - April 12, 2000
CITIGROUP GLOBAL MARKETS INC.
July 14, 1993 - August 22, 1995
UBS FINANCIAL SERVICES INC.
April 29, 1993 - June 9, 1993
MORGAN STANLEY DW INC.
September 4, 1990 - February 19, 1993
WELLS FARGO CLEARING SERVICES, LLC
March 1, 1990 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
April 21, 1987 - October 17, 1989
RONEY & CO. L.L.C.
March 27, 1986 - December 17, 1986
MUTUAL SERVICE CORPORATION
January 12, 1984 - July 18, 1984
LEHMAN BROTHERS INC.
June 24, 1983 - December 27, 1983
FIRST NATIONAL SECURITITES CORPORATION
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 116 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
