Bruce D. Leduc
Professional summary
Bruce Donald Leduc was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bruce is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Bruce had worked at 5 firms, which includes MILLER JOHNSON STEICHEN KINNARD INC., MJK CLEARING INC., WESTONKA INVESTMENTS INC., FIRST UNITED SECURITIES CORPORATION, IRI SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1996 - August 15, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
March 16, 1995 - April 25, 1996
MJK CLEARING, INC.
September 15, 1986 - March 7, 1995
MILLER JOHNSON STEICHEN KINNARD, INC.
October 26, 1984 - October 1, 1986
WESTONKA INVESTMENTS, INC.
September 20, 1984 - October 30, 1984
FIRST UNITED SECURITIES CORPORATION
August 5, 1983 - September 19, 1983
IRI SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MILLER JOHNSON STEICHEN KINNARD, INC.
CRD#: 694 / SEC#: , 8-1303
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 8 |
Red Flags
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