Mark Yutko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Yutko, who also goes by Mark John Yutko Sr, Mark John Yutko, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 9 firms and has passed the Series 63, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2014 - July 31, 2019
AVATAR SECURITIES, LLC
November 7, 2014 - November 28, 2014
T3 TRADING GROUP, LLC
March 21, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
January 26, 2009 - March 4, 2009
HUDSON SECURITIES,INC.
October 9, 2003 - January 13, 2009
HUDSON SECURITIES,INC.
December 18, 2001 - September 8, 2003
HILL THOMPSON MAGID & CO., INC.
October 26, 1998 - October 30, 2001
GRUNTAL & CO., L.L.C.
April 1, 1988 - April 12, 1988
FAHNESTOCK INTERNATIONAL INC.
November 21, 1985 - October 23, 1998
OPPENHEIMER & CO. INC.
February 24, 1984 - October 21, 1985
UBS CAPITAL MARKETS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 7/15/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 3/4/2000
Limited Representative-Equity Trader ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
