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Kenneth Hyman

CREATIVEONE WEALTH
Santa Barbara, CA
·CRD# 1142754·43 years experience

Professional Summary

Kenneth Hyman, who also goes by Ken Hyman, Kenneth Ross Hyman, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Santa Barbara, California and CREATIVEONE SECURITIES, LLC located in Overland Park, Kansas. Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Kenneth has worked at 13 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 52TO, SIE,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Hyman, Kenneth Ross Hyman

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

Current

CREATIVEONE WEALTH, LLCCurrent·CRD# 281213
RIA
4000 Modoc Rd. Suite 3, Santa Barbara, CA 93105
October 26, 2020 - Present
CREATIVEONE SECURITIES, LLCCurrent·CRD# 152974
RIA
BD
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211
February 11, 2022 - Present

Past

PARTNERVEST ADVISORY SERVICES LLCPast·CRD# 113621
RIA
Santa Barbara, CA
July 8, 2002 - June 11, 2021
MIT ASSOCIATES, LLCPast·CRD# 121171
BD
Santa Barbara, CA
October 10, 2018 - February 12, 2020
ELYSIAN CAPITALPast·CRD# 173354
RIA
Rancho Santa Margarita, CA
September 8, 2016 - October 31, 2019
SORRENTO PACIFIC FINANCIAL, LLCPast·CRD# 127787
BD
Santa Barbara, CA
September 28, 2009 - November 30, 2016
PARTNERVEST SECURITIES, INC.Past·CRD# 104134
BD
Santa Barbara, CA
December 13, 2000 - November 15, 2012
WAVELAND CAPITAL PARTNERS LLCPast·CRD# 40054
BD
Irvine, CA
May 16, 1998 - January 11, 2000
ASSOCIATED SECURITIES CORP.Past·CRD# 12969
BD
Boston, MA
November 21, 1989 - April 21, 1998
GLENFED BROKERAGE SERVICESPast·CRD# 13648
BD
Glendale, CA
February 27, 1987 - November 8, 1989
KENNEDY, CABOT & CO.Past·CRD# 2417
BD
April 26, 1986 - February 18, 1987
GREEN HILL FINANCIAL SERVICE CORPORATIONPast·CRD# 4882
BD
January 2, 1985 - September 24, 1985
PUEBLO DISCOUNT BROKERAGE CORP.Past·CRD# 8278
BD
June 22, 1983 - August 1, 1985

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Current Firm

CW
CREATIVEONE WEALTH, LLC

C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC

CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - SEC (9/25/2015 Approved)

Contact Information

Main Address

6330 Sprint Pkwy Suite 400, Overland Park, KS 66211

Phone Number

(913) 402-7897

# of Employees

222

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH FORM ADV PART 2A_2026.03.31 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

35,425

AUM (Assets Under Management)

$6,251,683,061

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CreativeOne Wealth; investment related; 6330 Sprint Pkwy Suite 400, Overland Park, KS 66211; RIA; EVP; sister company to CreativeOne Securities. 1/31/2022; Hours spent on OBA per month 200; hours spent on OBA during trading hours per month 80; Billing 2) FINRA Dispute Resolution Inc; not investment related; 300 S Grand Avenue Suite 1700; LA CA 90071; arbitration; position - arbitrator; 2/2002; hours spent on OBA per month 1; hours spent on OBA during trading hours per month 1; Arbitrate Cases

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC

C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC

CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - SEC (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
California
(10/26/2020)
RR
California
(2/11/2022)
RR
Kansas
(2/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1983About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2023About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2023About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Hyman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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