Kenneth Hyman

CREATIVEONE WEALTH

Santa Barbara, CA 93105

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CRD#: 1142754

Professional summary

Kenneth Hyman, who also goes by Ken Hyman, Kenneth Ross Hyman, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Santa Barbara, California and CREATIVEONE SECURITIES, LLC located in Overland Park, Kansas.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Kenneth has worked at 13 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 24, Series 27 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Hyman | Kenneth Ross Hyman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CreativeOne Wealth; investment related; 6330 Sprint Pkwy Suite 400, Overland Park, KS 66211; RIA; EVP; sister company to CreativeOne Securities. 1/31/2022; Hours spent on OBA per month 200; hours spent on OBA during trading hours per month 80; Billing 2) FINRA Dispute Resolution Inc; not investment related; 300 S Grand Avenue Suite 1700; LA CA 90071; arbitration; position - arbitrator; 2/2002; hours spent on OBA per month 1; hours spent on OBA during trading hours per month 1; Arbitrate Cases

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Hyman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2020 - Present

CREATIVEONE WEALTH, LLC

Office #1: 4000 Modoc Rd. Suite 3, Santa Barbara, CA 93105

RIA

CRD#: 281213

Santa Barbara, CA

Current

February 11, 2022 - Present

CREATIVEONE SECURITIES, LLC

Office #1: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211

RIA

CRD#: 152974

Overland Park, KS

Past

October 10, 2018 - February 12, 2020

MIT ASSOCIATES, LLC

CRD#: 121171

Santa Barbara, CA

Past

September 8, 2016 - October 31, 2019

ELYSIAN CAPITAL

RIA

CRD#: 173354

RANCHO SANTA MARGARITA, CA

Past

September 28, 2009 - November 30, 2016

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

SANTA BARBARA, CA

Past

July 8, 2002 - June 11, 2021

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

SANTA BARBARA, CA

Past

December 13, 2000 - November 15, 2012

PARTNERVEST SECURITIES, INC.

CRD#: 104134

SANTA BARBARA, CA

Past

May 16, 1998 - January 11, 2000

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

IRVINE, CA

Past

November 21, 1989 - April 21, 1998

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

February 27, 1987 - November 8, 1989

GLENFED BROKERAGE SERVICES

CRD#: 13648

GLENDALE, CA

Past

April 26, 1986 - February 18, 1987

KENNEDY, CABOT & CO.

CRD#: 2417

Past

January 2, 1985 - September 24, 1985

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

June 22, 1983 - August 1, 1985

PUEBLO DISCOUNT BROKERAGE CORP.

CRD#: 8278

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(10/26/2020)

California
(2/11/2022)

Kansas
(2/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/2/2023

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 1/2/2023

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/2/2023

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

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Contact information

Main Address

6330 Sprint Pkwy Suite 400, Overland Park, KS 66211

Mailing Address

Phone number

(913) 402-7897

Established

Firm type

Fiscal year end

# of Employees

217

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH ADV PART 2A 03.31.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts	29,437
AUM (Assets Under Management)	$ 4,828,907,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth Hyman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Hyman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE SECURITIES, LLC

MIT ASSOCIATES, LLC

ELYSIAN CAPITAL

SORRENTO PACIFIC FINANCIAL, LLC

PARTNERVEST ADVISORY SERVICES LLC

PARTNERVEST SECURITIES, INC.

WAVELAND CAPITAL PARTNERS LLC

ASSOCIATED SECURITIES CORP.

GLENFED BROKERAGE SERVICES

KENNEDY, CABOT & CO.

GREEN HILL FINANCIAL SERVICE CORPORATION

PUEBLO DISCOUNT BROKERAGE CORP.

Primary Firm SEC Registration

CREATIVEONE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/20/1983

Series 7TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 11/30/2016

Series 7

Date: 6/18/1983

Series 53

Date: 1/2/2023

Series 24

Date: 1/2/2023

Series 27

Date: 1/2/2023

Series 4

Date: 1/2/2023

FINRA

Current Firm

CREATIVEONE WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREATIVEONE WEALTH, LLC

TRUST BUT VERIFY

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