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Peter Orlando

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CRD#: 1142715
PO

Professional summary

Peter Orlando was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Peter is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Peter had worked at 13 firms, which includes SCF INVESTMENT ADVISORS INC., SCF SECURITIES INC., MSI FINANCIAL SERVICES INC., MORGAN STANLEY, MORGAN STANLEY & CO. LLC, INVESTORS CAPITAL CORP., SCHNEIDER SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC, LOCUST STREET SECURITIES INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC., G. R. PHELPS & CO. INC., WADDELL & REED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 10, 2014 - February 8, 2018

SCF INVESTMENT ADVISORS, INC.

RIA
CRD#: 123608
Fall River, MA
Past

December 10, 2014 - February 8, 2018

SCF SECURITIES, INC.

BD
CRD#: 47275
Fall River, MA
Past

August 31, 2010 - December 17, 2014

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
WARWICK, RI
Past

July 8, 2010 - December 17, 2014

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WARWICK, RI
Past

June 1, 2009 - July 19, 2010

MORGAN STANLEY

RIA
CRD#: 149777
PROVIDENCE, RI
Past

June 1, 2009 - July 19, 2010

MORGAN STANLEY

BD
CRD#: 149777
PROVIDENCE, RI
Past

July 7, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
PROVIDENCE, RI
Past

June 23, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
PROVIDENCE, RI
Past

December 20, 2007 - June 20, 2008

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
PROVIDENCE, RI
Past

March 18, 2005 - December 31, 2005

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

December 4, 2001 - May 1, 2003

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

April 20, 1999 - November 28, 2001

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

June 25, 1996 - October 7, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

April 12, 1995 - May 2, 1996

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

March 2, 1988 - June 3, 1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

March 2, 1988 - June 3, 1993

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
Past

July 1, 1986 - March 5, 1988

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

October 20, 1983 - June 3, 1993

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

June 22, 1983 - October 11, 1983

WADDELL & REED

BD
CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/30/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/24/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 8/2/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/24/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 8/30/1983
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/21/1983
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/4/2001
General Securities Principal Examination

Current Firm

SI
SCF INVESTMENT ADVISORS, INC.
APEX RETIREMENT CONSULTING | WESTBERRY WEALTH MANAGEMENT, LLC | UPTREX LLC DBA UPTREX WEALTH ADVISORS | UNION STREET ADVISORS, LLC | TRUECOURSE INVESTMENT MANAGEMENT | TEXAS FINANCIAL RESOURCES, LP DBA TFR WEALTH MANAGEMENT | TAX & INVESTMENT ADVISORS, INC. | STRATEGIC WEALTH ADVISORS GROUP SERVICES, INC. DBA, STRATEGIC WEALTH ADVISORS GROUP | SLADE FINANCIAL ADVISORY PLLC | SIERRA WEALTH MANAGEMENT | SCF INVESTMENT ADVISORS, INC. DBA SCF | SCF INVESTMENT ADVISORS, INC. | SAVVY WEALTH MANAGEMENT | RPM FINANCIAL GROUP, LLC | REDFISH CAPITAL MANAGEMENT | OLD BRIDGE WEALTH, INC. | NEVILLE FINANCIAL GROUP, INC. | MT. JULIET ADVISORS, LLC | MONEYWISE WEALTH MANAGEMENT | MISSION FINANCIAL ADVISORS | MILLER WEALTH PARTNERS, LLC | KELLY FINANCIAL GROUP | INTEGRITY WEALTH MANAGEMENT INC. | INTEGRATED LIFE & FINANCIAL PLANNING, LLC | HAMMER WEALTH GROUP | GUTH FINANCIAL | GATEWAY FINANCIAL GROUP | FORTHRIGHT CAPITAL MANAGEMENT | FINANCIAL PLANNING ADVISORS, INC. | DALTON WEALTH GROUP | DAILEY WEALTH MANAGEMENT | CREATIVE FINANCIAL STRATEGIES, LLC | COHESION WEALTH ADVISORS, LLC | BUFFALO FINANCIAL STRATEGIES | BENEFITS ONE | ASH CREEK FINANCIAL ADVISORS

CRD#: 123608 / SEC#: 801-71206

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Contact information

Main Address
10150 Meanley Drive First Floor, San Diego, CA 92131
Mailing Address
Phone number
(559) 456-6108
Established
Firm type
Fiscal year end
# of Employees
263

Documents

Latest Form ADV

Part 2 Brochures

SCF FORM ADV 2A BROCHURE MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts6,190
AUM (Assets Under Management)$ 1,349,597,453

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/17/2024
Cover Page
Report
06/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCF INVESTMENT ADVISORS, INC.

CRD#: 123608

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