Julius A. Staniewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julius Adrian Staniewicz, who also goes by Mccabe Matt Alias, Stage Alias, Matt Mccabe, Matt Staniewicz, Mccabe Staniewicz, Stage Staniewicz, was a registered financial professional .
Julius is a previously registered financial professional and started their career in finance in 1983. Julius had worked at 5 firms and has passed the Series 63, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2004 - July 31, 2007
JWH SECURITIES, INC.
April 20, 1991 - March 27, 1992
LEHMAN BROTHERS INC.
June 5, 1990 - December 31, 1990
DICKINSON & CO.
August 18, 1986 - December 12, 1989
PRUDENTIAL EQUITY GROUP, LLC
June 22, 1983 - July 20, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 5/5/1984
Interest Rate Options ExaminationCurrent Firm
JWH SECURITIES, INC.
CRD#: 45295 / SEC#: , 8-51040
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
