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Julius Adrian Staniewicz

CRD# 1142549·Registered 1983 - 2007
Previously Registered: Being a previously registered professional could mean that Julius is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Julius Adrian Staniewicz, who also goes by Mccabe Matt Alias, Stage Alias, Matt Mccabe, Matt Staniewicz, Mccabe Staniewicz, Stage Staniewicz, was a registered financial advisor. Julius was a previously registered financial professional and started their career in finance 1983 - 2007. Julius had worked at 5 firms and has passed the Series 63, Series 7 and Series 5 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mccabe Matt Alias, Stage Alias, Matt Mccabe, Matt Staniewicz, Mccabe Staniewicz, Stage Staniewicz

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

JWH SECURITIES, INC.·CRD# 45295
BD
Boca Raton, FL
April 20, 2004 - July 31, 2007
LEHMAN BROTHERS INC.·CRD# 7506
BD
April 20, 1991 - March 27, 1992
DICKINSON & CO.·CRD# 689
BD
June 5, 1990 - December 31, 1990
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
August 18, 1986 - December 12, 1989
MORGAN STANLEY DW INC.·CRD# 7556
BD
June 22, 1983 - July 20, 1984

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Current Firm

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JWH SECURITIES, INC.

JOHN W. HENRY SECURITIES, INC. | JWH SECURITIES, INC.

CRD#: 45295 / SEC#: 8-51040
BD
Terminated by SEC on 12/28/2012

Contact Information

Established

Florida since 04/06/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JOHN W. HENRY TRUST U/A 7/27/90SOLE SHAREHOLDER—
MESSINA, MICHAEL THANEVICE PRESIDENT4741492
WEBSTER, KENNETH SCOTTCHIEF COMPLIANCE OFFICER2873063
WEBSTER, KENNETH SCOTTDIRECTOR, TREASURER & FINOP2873063

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

Series 5 — Interest Rate Options Examination

Passed May 1984

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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