Carl H. Demartini

RB CAPITAL MANAGEMENT

South Fork, CO

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CRD#: 1142547

Professional summary

Carl Howard Demartini, who also goes by Carl Demartini, is a registered financial advisor currently at RB CAPITAL MANAGEMENT, LLC located in South Fork, Colorado.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Carl has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carl Demartini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Howard Demartini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2025 - Present

RB CAPITAL MANAGEMENT, LLC

RIA

CRD#: 125678

South Fork, CO

Past

September 3, 2014 - April 8, 2025

CHD INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 171067

SOUTH FORK, CO

Past

June 5, 2006 - December 12, 2014

RB CAPITAL MANAGEMENT, LLC

RIA

CRD#: 125678

LAS VEGAS, NV

Past

October 7, 1988 - February 27, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

Past

April 10, 1986 - October 20, 1988

FITZGERALD, TALMAN, INC.

CRD#: 13699

Past

August 8, 1985 - January 29, 1986

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

June 9, 1983 - July 15, 1985

CREATIVE SECURITIES CORP.

CRD#: 3509

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RB CAPITAL MANAGEMENT, LLC

JS WEALTH PLANNING | RB CAPITAL MANAGEMENT, LLC

CRD#: 125678 / SEC#: 801-62043

RIA

Registered Investment Advisory firm - (5/9/2003 Approved)

California

Registered Investment Advisory firm - (6/13/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/10/2025)

IAR

Colorado
(4/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Current Firm

RB CAPITAL MANAGEMENT, LLC

JS WEALTH PLANNING | RB CAPITAL MANAGEMENT, LLC

CRD#: 125678 / SEC#: 801-62043

RIA

Registered Investment Advisory firm - (5/9/2003 Approved)

California

Registered Investment Advisory firm - (6/13/2003 Terminated)

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Contact information

Main Address

5365 Reno Corporate Dr. Suite 200, Reno, NV 89511

Mailing Address

Phone number

(775) 993-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR CLIENTS NOT PARTICIPATING IN THE WRAP PROGRAM (3/27/2025)

DISCLOSURE DOCUMENT FOR CLIENTS PARTICIPATING IN THE WRAP PROGRAM (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,382
AUM (Assets Under Management)	$ 817,220,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carl H. Demartini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Howard Demartini's CRS (Customer Relationship Summary).

Certified licenses

Experience

RB CAPITAL MANAGEMENT, LLC

CHD INVESTMENT MANAGEMENT, LLC

RB CAPITAL MANAGEMENT, LLC

LEHMAN BROTHERS INC.

FITZGERALD, TALMAN, INC.

CITIGROUP GLOBAL MARKETS INC.

CREATIVE SECURITIES CORP.

Primary Firm SEC Registration

RB CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/2006

Series 63

Date: 1/9/1985

Series 7

Date: 5/21/1983

Current Firm

RB CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RB CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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