Marlyn M. Stark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlyn Marie Stark, who also goes by Marlyn Jenvey Aikman, Maryln Jenvey Baker, Marlyn Marie Jenvey, Marlyn Marie Jenvey Baker, was a registered financial professional .
Marlyn is a previously registered financial professional and started their career in finance in 1983. Marlyn had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - December 31, 2024
CETERA INVESTMENT ADVISERS LLC
August 13, 2008 - June 29, 2023
CETERA WEALTH SERVICES, LLC
August 13, 2008 - December 31, 2024
CETERA WEALTH SERVICES, LLC
November 7, 2006 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
November 6, 2006 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
March 4, 2005 - November 2, 2006
PENSION PLANNERS SECURITIES, INC.
March 4, 2005 - November 2, 2006
PENSION PLANNERS SECURITIES, INC.
December 19, 2002 - March 18, 2005
PLANMEMBER SECURITIES CORPORATION
December 19, 2002 - March 18, 2005
PLANMEMBER SECURITIES CORPORATION
August 15, 2001 - December 20, 2002
BRECEK & YOUNG ADVISORS, INC.
March 15, 2001 - December 20, 2002
BRECEK & YOUNG ADVISORS, INC.
August 17, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
May 5, 1997 - August 21, 2000
CADARET, GRANT & CO., INC.
February 4, 1992 - May 5, 1997
WALNUT STREET SECURITIES, INC.
October 19, 1987 - February 4, 1992
PROTECTED INVESTORS OF AMERICA
May 12, 1986 - October 12, 1987
PAMCO SECURITIES AND INSURANCE SERVICES
July 21, 1983 - July 1, 1986
CYPRES, ROSS AND ASSOCIATES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
