Russell D. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Donald Schmidt was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1986. Russell had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2022 - December 5, 2024
WILLINK ASSET MANAGEMENT LLC
June 29, 2021 - December 31, 2021
WILLINK ASSET MANAGEMENT LLC
May 4, 2021 - July 10, 2023
CADARET, GRANT & CO., INC.
April 12, 2002 - July 10, 2023
CADARET, GRANT & CO., INC.
April 27, 1998 - January 20, 2006
EQUITY SERVICES, INC.
July 30, 1996 - December 31, 1998
SECURITIES AMERICA, INC.
February 24, 1995 - July 31, 1996
GUARDIAN INVESTOR SERVICES LLC
June 3, 1986 - February 8, 1995
METROPOLITAN LIFE INSURANCE COMPANY
June 3, 1986 - February 8, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
WILLINK ASSET MANAGEMENT LLC
CRD#: 117622 / SEC#: 801-79969
Contact information
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 53,501,787 |
Red Flags
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