Benny C. Beene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benny Charles Beene was a registered financial professional .
Benny is a previously registered financial professional and started their career in finance in 1983. Benny had worked at 3 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2003 - June 22, 2009
SOUTHWEST TEXAS CAPITAL, L.L.C
June 9, 1998 - April 28, 2003
OSAIC FS, INC.
June 3, 1993 - May 13, 1998
OSAIC FS, INC.
September 23, 1983 - July 23, 1987
UNITED EQUITIES INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOUTHWEST TEXAS CAPITAL, L.L.C
CRD#: 104200 / SEC#: , 8-52670
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
