Amado Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amado Hernandez JR was a registered financial professional .
Amado is a previously registered financial professional and started their career in finance in 1972. Amado had worked at 5 firms and has passed the Series 65, SIE, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1994 - December 14, 2017
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
January 31, 1992 - December 14, 2017
UBS FINANCIAL SERVICES INC.
February 15, 1988 - February 5, 1992
LEHMAN BROTHERS INC.
September 6, 1984 - February 15, 1988
E. F. HUTTON & COMPANY INC
March 9, 1972 - August 24, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamSeries 000
Date: 3/9/1972
General Securities Principal ExaminationSeries 1
Date: 3/9/1972
Registered Representative ExaminationCurrent Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
