Michael R. Mazzella
Professional summary
Michael Richard Mazzella Jr., who also goes by Michael Richard Mazzella Jr, Mike Mazzella Jr, Michael Richard Mazzella, is a registered financial advisor currently at MAZZELLA ESTATE & ASSET MANAGEMENT, LLC located in Scottsdale, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Richard Mazzella Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2019 - Present
MAZZELLA ESTATE & ASSET MANAGEMENT, LLC
Office #1: 8283 N Hayden Rd Suite 135, Scottsdale, AZ 85258March 31, 2021 - December 31, 2022
ST. BERNARD FINANCIAL SERVICES, INC.
September 7, 2016 - July 24, 2019
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
August 23, 2016 - May 9, 2019
LPL FINANCIAL LLC
February 3, 2012 - August 23, 2016
SII INVESTMENTS, INC.
January 20, 2012 - August 23, 2016
SII INVESTMENTS, INC.
November 17, 2011 - January 20, 2012
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
July 31, 2009 - January 20, 2012
SECURITIES SERVICE NETWORK, LLC
May 30, 2008 - August 3, 2009
OSAIC SERVICES, INC.
August 14, 2002 - February 11, 2008
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 31, 2002 - August 19, 2002
EQUITABLE DISTRIBUTORS, LLC
February 4, 1998 - February 5, 2002
SUNAMERICA SECURITIES, INC.
April 8, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 8, 1996 - February 25, 1998
SIGNATOR INVESTORS, INC.
November 5, 1986 - January 25, 1996
MSI FINANCIAL SERVICES, INC.
July 13, 1983 - January 25, 1996
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/17/2019)
(6/20/2019)
Exams
Current Firm
MAZZELLA ESTATE & ASSET MANAGEMENT, LLC
CRD#: 301891 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 447 |
| AUM (Assets Under Management) | $ 102,770,967 |
Red Flags
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Company Information
MAZZELLA ESTATE & ASSET MANAGEMENT, LLC
CRD#: 301891Scottsdale, AZ 85258TRUST BUT VERIFY
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