Stanley R. Nadel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Robert Nadel, who also goes by Stanley R Nadel, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1997. Stanley had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2021 - July 29, 2021
AURORA PRIVATE WEALTH, INC.
April 21, 2017 - July 29, 2021
APW CAPITAL, INC.
April 11, 2001 - May 8, 2017
MML INVESTORS SERVICES, LLC
February 18, 1997 - April 16, 2001
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
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