Mary E. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Ellen Bell, who also goes by Mary Ellen Dacumos, Mary Ellen Dacumosfourkan, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1996. Mary had worked at 16 firms and has passed the Series 63 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2012 - March 17, 2014
N4 FINANCIAL, INC.
August 8, 2003 - November 25, 2003
LORING WARD SECURITIES INC.
January 17, 2003 - June 16, 2014
WESTERN PACIFIC SECURITIES, INC.
January 10, 2003 - February 13, 2007
GREENBOOK SECURITIES, INC.
November 19, 2002 - January 16, 2007
TRADING LLC
August 7, 2001 - December 13, 2012
INSTREAM PARTNERS LLC
January 25, 2001 - November 3, 2006
RANGE GLOBAL LLC
April 24, 2000 - September 22, 2009
PORTFOLIO ADVISORS ALLIANCE, LLC
February 18, 2000 - August 29, 2001
ASI INVESTMENTS, INC.
June 3, 1998 - October 8, 2007
WESTERN MUNICIPAL SECURITIES CORPORATION
February 5, 1997 - December 23, 2011
LIGHTHOUSE CAPITAL CORPORATION
December 9, 1996 - January 24, 2003
WHITESTONE CAPITAL MARKETS, L.P.
July 31, 1996 - June 10, 2002
SUNLOGIC SECURITIES, INC.
July 24, 1996 - September 1, 2000
EBOND SECURITIES INC.
June 20, 1996 - March 3, 2014
JRL CAPITAL CORPORATION
June 6, 1996 - December 12, 1996
CAZENAVE AND CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/30/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
N4 FINANCIAL, INC.
CRD#: 134581 / SEC#: , 8-66849
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
