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Sandra Carol Henderson

CRD# 1141422·Registered 1983 - 2014
Previously Registered: Being a previously registered professional could mean that Sandra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sandra Carol Henderson, who also goes by Sandra Carol Reid, Sandra H Reid, Sandra Henderson Reid, Sandra Reid, was a registered financial advisor. Sandra was a previously registered financial professional and started their career in finance 1983 - 2014. Sandra had worked at 17 firms and has passed the Series 63, Series 65, Series 3, Series 7, Series 53, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sandra Carol Reid, Sandra H Reid, Sandra Henderson Reid, Sandra Reid

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

SPIRE SECURITIES, LLC·CRD# 144131
BD
Dallas, TX
August 3, 2010 - May 15, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
Dallas, TX
October 9, 2009 - August 4, 2010
LPL FINANCIAL LLC·CRD# 6413
BD
San Diego, CA
February 16, 2007 - March 26, 2009
PLACEMARK INVESTMENTS, INC.·CRD# 114680
RIA
Dallas, TX
April 11, 2006 - April 2, 2007
HBK GLOBAL SECURITIES L.P.·CRD# 120579
BD
Dallas, TX
July 8, 2004 - September 30, 2005
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
December 2, 1996 - August 30, 2002
FIRST RESEARCH FINANCIAL·CRD# 27915
BD
Dallas, TX
April 18, 1996 - July 11, 1996
OMEGA SECURITIES, INC.·CRD# 7164
BD
Fort Worth, TX
April 8, 1996 - June 5, 1996
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 6, 1995 - March 11, 1996
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
May 4, 1990 - February 9, 1995
KAVANAUGH SECURITIES, INC.·CRD# 10606
BD
Dallas, TX
October 10, 1988 - May 3, 1990
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
Dallas, TX
May 19, 1987 - January 20, 1988
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
February 23, 1987 - March 25, 1987
T.L. HILL SECURITIES, INC.·CRD# 14718
BD
September 25, 1985 - March 17, 1987
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
March 4, 1985 - September 9, 1985
PROSPERA FINANCIAL SERVICES, INC.·CRD# 10740
BD
October 9, 1984 - March 19, 1985
SOUTHLAND SECURITIES CORPORATION·CRD# 15019
BD
June 6, 1984 - October 4, 1984
INSTITUTIONAL EQUITY CORPORATION·CRD# 4035
BD
July 21, 1983 - February 21, 1984

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Current Firm

SS
SPIRE SECURITIES, LLC

SPIRE SECURITIES, LLC

CRD#: 144131 / SEC#: 8-67635
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102

Phone Number

(703) 657-6075

Established

Virginia since 04/02/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPIRE INVESTMENT PTNERPARENT/HOLDING COMPANY—
BLISK, DAVID LLOYDPRESIDENT—
MALIK, FEISAL AHMED KHANCCO2115832
MILBURN, ROBERTFINOP2013040

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2010About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2006About the Series 65 exam

Series 3 — National Commodity Futures Examination

Passed Jul 1985About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1985About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Nov 1983About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1983About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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