Sandra C. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Carol Henderson, who also goes by Sandra Carol Reid, Sandra H Reid, Sandra Henderson Reid, Sandra Reid, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1983. Sandra had worked at 17 firms and has passed the Series 63, Series 65, Series 3, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2010 - May 15, 2014
SPIRE SECURITIES, LLC
October 9, 2009 - August 4, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 16, 2007 - March 26, 2009
LPL FINANCIAL LLC
April 11, 2006 - April 2, 2007
PLACEMARK INVESTMENTS, INC.
July 8, 2004 - September 30, 2005
HBK GLOBAL SECURITIES L.P.
December 2, 1996 - August 30, 2002
HILLTOP SECURITIES INC.
April 18, 1996 - July 11, 1996
FIRST RESEARCH FINANCIAL
April 8, 1996 - June 5, 1996
OMEGA SECURITIES, INC.
September 6, 1995 - March 11, 1996
UBS FINANCIAL SERVICES INC.
May 4, 1990 - February 9, 1995
HILLTOP SECURITIES INC.
October 10, 1988 - May 3, 1990
KAVANAUGH SECURITIES, INC.
May 19, 1987 - January 20, 1988
RAUSCHER PIERCE REFSNES, INC.
February 23, 1987 - March 25, 1987
AVANTAX INVESTMENT SERVICES, INC.
September 25, 1985 - March 17, 1987
T.L. HILL SECURITIES, INC.
March 4, 1985 - September 9, 1985
A. G. EDWARDS & SONS, INC.
October 9, 1984 - March 19, 1985
PROSPERA FINANCIAL SERVICES, INC.
June 6, 1984 - October 4, 1984
SOUTHLAND SECURITIES CORPORATION
July 21, 1983 - February 21, 1984
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
