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RG

Ronald Sidney Granger

CRD# 1141414·Registered 1983 - 2000
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Sidney Granger was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1983 - 2000. Ronald had worked at 7 firms and has passed the Series 63, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

RUSSIAN RIVER FINANCIAL SERVICES, INC.·CRD# 41794
BD
Healdsburg, CA
April 4, 2000 - October 3, 2000
RUSSIAN RIVER FINANCIAL SERVICES, INC.·CRD# 41794
BD
Healdsburg, CA
July 14, 1998 - January 5, 2000
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Lincoln, NE
December 14, 1995 - July 10, 1998
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
Newark, DE
July 12, 1994 - November 28, 1995
COVENANT SECURITIES, INC.·CRD# 2484
BD
Newark, DE
December 20, 1988 - November 9, 1994
SECURITY FINANCIAL NETWORK, LLC·CRD# 10825
BD
July 16, 1987 - December 5, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
October 3, 1984 - July 23, 1987
G. R. PHELPS & CO., INC.·CRD# 173
BD
June 15, 1984 - July 27, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
September 20, 1983 - May 22, 1984

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Current Firm

RR
RUSSIAN RIVER FINANCIAL SERVICES, INC.

RUSSIAN RIVER FINANCIAL SERVICES, INC.

CRD#: 41794 / SEC#: 8-49574
BD
Terminated by SEC on 12/21/2001

Contact Information

Established

California since 07/03/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CATANIA, MICHAEL RALPHPRESIDENT, DIRECTOR, SECRETARY2725908
CATANIA, BRIDGETTA TERESAVICE PRESIDENT2793208
DAVIS, RICHARD NEVIN SRSUPERVISORY PRINCIPAL828076

Disclosures

Civil Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 1985About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1983About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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RG
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