Walter F. Uccellini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Frederick Uccellini was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1983. Walter had worked at 2 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1998 - September 13, 2012
MCM SECURITIES LLC
November 9, 1983 - February 14, 1994
UNITED EQUITY SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MCM SECURITIES LLC
CRD#: 41571 / SEC#: , 8-49496
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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