Michael N. Rabinowitz
Professional summary
Michael Nmn Rabinowitz, who also goes by Michael Rabinowitz, is a registered financial professional currently at MAXIM GROUP LLC located in Miami Beach, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Nmn Rabinowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2002 - Present
MAXIM GROUP LLC
Office #1: 555 Washington Ave, Suite 320, Miami Beach, FL 33139January 8, 2019 - October 15, 2021
FINPOSTFIN LLC
June 1, 1999 - October 25, 2002
HAPOALIM SECURITIES USA, INC.
June 5, 1990 - January 22, 1992
W.H. FARR & COMPANY, INC.
February 28, 1989 - January 3, 1990
PXP SECURITIES CORP.
April 27, 1988 - June 1, 1999
STUART, COLEMAN & CO., INC.
June 28, 1984 - April 19, 1988
MULLER AND COMPANY, INC.
June 22, 1983 - March 28, 1984
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2019)
(9/25/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
MAXIM GROUP LLC
CRD#: 120708 / SEC#: , 8-65337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAXIM PARTNERS LLC | MEMBER | |
| EVANS, TIPTON HAMLIN | CHIEF COMPLIANCE OFFICER | 6118339 |
| FIORE, CHRISTOPHER JAMES | CO-PRESIDENT, DIRECTOR OF CAPITAL MARKETS | 2269479 |
| GLASSBERG, LAWRENCE COOPER | CO-HEAD OF INVESTMENT BANKING | 4813201 |
| LAROSA, PAUL GEORGE | HEAD OF SYNDICATE/ACTING DIRECTOR OF ASSET MANAGEMENT | 1900695 |
| MESSINGER, MICHAEL SPENCER | MSP | 1403506 |
| MURPHY, TIMOTHY GERARD | FINOP/CFO | 1836629 |
| SIEGEL, JAMES EDWARD | GENERAL COUNSEL | 4490472 |
| TELLER, CLIFFORD ADAM | CHIEF EXECUTIVE OFFICER/CHAIRMAN | 4631188 |
| VEERA, RITESH MOTILAL | CO-HEAD OF INVESTMENT BANKING | 4994814 |
| VENDETTI, ANTHONY VINCENT | DIRECTOR OF RESEARCH | 2574608 |
| VITALE, WILLIAM CHRISTIAN | DIRECTOR OF TRADING | 2669953 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 1 |
Red Flags
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Company Information
MAXIM GROUP LLC
CRD#: 120708Miami Beach, FL 33139TRUST BUT VERIFY
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