Mary A. Barone
Professional summary
Mary Agnes Barone, who also goes by Barbara Barone, Barby Barone, Barbara Weiman, Barby Weiman, Mary A Weiman, Mary Agnes Weiman, is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP LLC located in Salinas, California.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Mary has worked at 12 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Agnes Barone's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2025 - Present
THE MARSHALL FINANCIAL GROUP LLC
July 10, 2013 - March 26, 2025
MUTUAL ADVISORS, LLC
February 12, 2013 - July 19, 2013
MUTUAL SECURITIES, INC.
January 31, 2013 - July 19, 2013
MUTUAL SECURITIES, INC.
January 2, 2004 - February 1, 2013
BRINKER CAPITAL SECURITIES, LLC
August 8, 2002 - December 31, 2003
GENEOS WEALTH MANAGEMENT, INC.
December 8, 1997 - August 1, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 8, 1997 - August 1, 2002
OSAIC FA, INC.
January 31, 1995 - August 29, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 27, 1994 - December 19, 1994
NORCROSS & COMPANY
January 21, 1988 - December 31, 1988
CINCINNATI ANALYSTS, INC.
April 16, 1987 - January 15, 1988
HALYARD SECURITIES, INC.
July 16, 1981 - March 20, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/16/2025)
Exams
Current Firm
THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,449 |
| AUM (Assets Under Management) | $ 593,043,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/28/2024 | ||
| 07/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
