Frederick R. Mueller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Robert Mueller II, who also goes by Rick Mueller, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 2008. Frederick had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2018 - October 20, 2021
EDELMAN FINANCIAL ENGINES
April 22, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
May 10, 2013 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
May 10, 2013 - April 22, 2016
SANDERS MORRIS LLC
April 2, 2013 - May 7, 2013
MML INVESTORS SERVICES, LLC
August 13, 2012 - February 20, 2013
MSI FINANCIAL SERVICES, INC.
April 25, 2012 - February 20, 2013
MSI FINANCIAL SERVICES, INC.
July 23, 2008 - May 20, 2009
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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