Joy C. Malone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joy Cordes Malone, who also goes by Joy Cordes, Joy C Malone, was a registered financial professional .
Joy is a previously registered financial professional and started their career in finance in 1983. Joy had worked at 14 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2021 - June 30, 2022
THE BENCHMARK COMPANY, LLC
June 28, 2016 - December 3, 2019
LOOP CAPITAL MARKETS LLC
April 12, 2011 - June 23, 2016
TOPEKA CAPITAL MARKETS INC.
August 12, 2010 - September 2, 2010
RAVEN SECURITIES CORP.
January 22, 2004 - October 15, 2008
SOLEIL SECURITIES CORPORATION
July 12, 2002 - July 7, 2003
JANNEY MONTGOMERY SCOTT LLC
November 1, 1999 - November 15, 2001
TUCKER ANTHONY INCORPORATED
September 20, 1999 - November 1, 1999
CLEARY GULL INC.
February 5, 1999 - August 29, 1999
HCFP BRENNER SECURITIES, LLC
October 20, 1997 - February 5, 1999
LOEWENBAUM & COMPANY INCORPORATED
September 4, 1990 - September 29, 1997
PUNK, ZIEGEL & COMPANY, L.P.
May 4, 1988 - August 8, 1990
NEEDHAM & COMPANY, LLC
February 18, 1987 - May 10, 1988
ALTMAN, BRENNER & WASSERMAN, INC.
June 22, 1983 - January 12, 1987
SCHRODER & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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