John J. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Jay Hunt was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2018 - November 21, 2018
VERITY ASSET MANAGEMENT
September 18, 2017 - July 24, 2018
ENCOMPASS MORE LLC
July 20, 2017 - November 21, 2018
VERITY INVESTMENTS, INC.
May 15, 2001 - September 9, 2003
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - September 9, 2003
WELLS FARGO INVESTMENTS, LLC
November 19, 1993 - May 2, 2001
WELLS FARGO SECURITIES INC.
February 6, 1992 - November 19, 1993
MARKETING ONE SECURITIES, INC.
January 14, 1991 - February 5, 1992
ESSEX NATIONAL SECURITIES, LLC
January 2, 1990 - December 20, 1990
MONY SECURITIES CORPORATION
April 29, 1988 - January 10, 1990
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
August 1, 1986 - May 7, 1988
INVEST FINANCIAL CORPORATION
September 6, 1985 - August 5, 1986
CETERA WEALTH SERVICES, LLC
May 23, 1984 - August 23, 1985
LFG SECURITIES, INC.
Primary Firm SEC Registration
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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