Paul F. Connors
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Connors JR, who also goes by Paul Francis Connors, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 5 firms and has passed the Series 63, SIE, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2011 - March 3, 2022
LAMON & STERN, INC.
November 30, 2010 - February 28, 2011
PATRICK CAPITAL MARKETS, LLC
February 27, 1995 - June 4, 2008
LAMON & STERN, INC.
August 12, 1991 - February 1, 1995
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1988 - July 31, 1991
LEHMAN BROTHERS INC.
August 24, 1983 - May 3, 1988
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 9/18/1984
Foreign Currency Options ExaminationCurrent Firm
LAMON & STERN, INC.
CRD#: 10839 / SEC#: , 8-28694
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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