Joseph W. Hopkins

MISSION RETIREMENT

Tomball, TX 77377

Some features on this profile are disabled

CRD#: 1140561

Professional summary

Joseph William Hopkins is a registered financial advisor currently at MISSION RETIREMENT located in Tomball, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joseph Hopkins sells insurance products as an independent insurance agent in Tomball, TX. This is a non-investment related position which began in 1980. He devotes 5 hours per month in this activity, all of which are during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph William Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2021 - Present

MISSION RETIREMENT

Office #1: 11619 Spring Cypress Road, Ste. B, Tomball, TX 77377

RIA

CRD#: 315964

Tomball, TX

Past

September 6, 2018 - July 13, 2021

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

TOMBALL, TX

Past

March 15, 2010 - September 6, 2018

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

TOMBALL, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/15/2021)

IAR

Texas
(10/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2009

Uniform Investment Adviser Law Examination

Current Firm

MISSION RETIREMENT

JOSEPH HOPKINS AND ASSOCIATES LLC | MISSION RETIREMENT

CRD#: 315964 / SEC#:

Louisiana

Registered Investment Advisory firm - (11/15/2021 Approved)

Texas

Registered Investment Advisory firm - (10/26/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11619 Spring Cypress Road, Ste. B, Tomball, TX 77377

Mailing Address

Phone number

(832) 559-8777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	285
AUM (Assets Under Management)	$ 55,500,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Casey Mack

THE SUM

IAR

The Woodlands, TX

Raymond Knezek

SEQUENT PLANNING, LLC

IAR

Houston, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph W. Hopkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph William Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSION RETIREMENT

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2009

Current Firm

MISSION RETIREMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MISSION RETIREMENT

TRUST BUT VERIFY

Similar Advisors