James W. Ove
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Warren Ove JR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 1989 - May 9, 1990
NEW SOUTH SECURITIES, INC.
November 18, 1986 - December 15, 1986
GLOBAL CAPITAL INVESTORS CORPORATION
July 12, 1985 - December 12, 1990
GENEVA SECURITIES,INC.
June 4, 1985 - November 20, 1987
A.S.A. INVESTMENT COMPANY
September 29, 1983 - May 9, 1985
I.M. SIMON & CO., INC.
June 23, 1983 - September 26, 1983
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEW SOUTH SECURITIES, INC.
CRD#: 6747 / SEC#: , 8-18079
Contact information
Documents
Red Flags
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